How Changing Capital Structure Affects Beta

Asset beta is the weighted average of debt and equity betas:

\[ \beta_A=\beta_D\frac{D}{V}+\beta_E\frac{E}{V}. \]

Initial structure:

\[ D=33.3,\ E=66.7,\ \beta_D=0.1,\ \beta_E=1.1,\ V=100, \]

so

\[ \beta_A=\frac{33.3}{100}(0.1)+\frac{66.7}{100}(1.1)=0.767. \]

After refinancing:

\[ D=50,\ E=50,\ \beta_D=0.15,\ \beta_E=? \]

and

\[ \frac{50}{100}(0.15)+\frac{50}{100}\beta_E=0.767 \Rightarrow \beta_E=0.767+(0.767-0.15)\frac{50}{50}=1.384. \]

Conclusion: leverage does not change asset risk/return, but it raises common-equity risk.

Notes from the slide:

  • Debt betas are often close to zero but may become positive when default risk rises.
  • Interest-rate risk can also create positive correlation between bond and stock returns.
  • For large firms, debt betas are often in the range \(0\) to \(0.2\).